Brenda Hamilton

Joined: 26/07/2014

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Brenda Hamilton's PowerPoint Presentations

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SecuritiesLaw101 uploaded a new presentation "Who is an Unregistered Broker, Anyway?"

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Who is an Unregistered Broker, Anyway?

Section 3(a)(4)(A) of the Exchange Act defines a “broker” as a person “engaged in the business of effecting transactions in securities ..

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SecuritiesLaw101 uploaded a new presentation "S-1 Edgarized"

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SecuritiesLaw101 uploaded a new presentation "Preparing for Rule 15c2-11 & Form 211"

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Preparing for Rule 15c2-11 & Form 211

Direct Public Offerings remain a popular option for companies seeking to be quoted by the OTC Markets  due to the increased costs and m..

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SecuritiesLaw101 uploaded a new presentation "The Role of the Going Public Attorney"

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The Role of the Going Public Attorney

The role of the going public attorney is one of the most important in the going public process. The going public attorneys at Hamilton..

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SecuritiesLaw101 uploaded a new presentation "Form S-1 Registration Statements"

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Form S-1 Registration Statements

Many private companies file a registration statement filing with the SEC in connection with their going public transaction. The most c..

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SecuritiesLaw101 uploaded a new presentation "Direct Public Offerings Q & A"

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Direct Public Offerings Q & A

The role of the going public attorney is one of the most important in the going public process. The going public attorneys at Hamilton..

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SecuritiesLaw101 uploaded a new presentation "What Is A Sponsoring Market Maker?"

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What Is A Sponsoring Market Maker?

The last step in a going public transaction is for the company to receive a stock trading or ticker symbol from the Financial Industry ..

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SecuritiesLaw101 uploaded a new presentation "What Is An Accredited Investor Verification Provider?"

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What Is An Accredited Investor Verification Provider?

Rule 506(c) also known as Accredited Crowdfunding of Regulation D of the Securities Act of 1933, as amended allows an issuer to use gen..

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SecuritiesLaw101 uploaded a new presentation "15c2-11 Application Going Public Attorney"

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15c2-11 Application Going Public Attorney

Many private companies that go public are opting for the listing on the OTC Market’s Pink Sheets due to the increased costs and more st..

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SecuritiesLaw101 uploaded a new presentation "Confidential Submission of Draft SEC Registration Statements"

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Confidential Submission of Draft SEC Registration Statements

The Jumpstart Our Business Startups Act (the “JOBS Act”) allows an “emerging growth company” to submit a draft of its registration stat..

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SecuritiesLaw101 uploaded a new presentation "SEC Guidance on Rule 147 Intrastate Offerings"

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SEC Guidance on Rule 147 Intrastate Offerings

Rule 147 under the Securities Act (“Rule 147”) provides a safe harbor for offerings conducted in compliance with the requirements of Se..

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SecuritiesLaw101 uploaded a new presentation "Going Public & Exchange Act Registration For Foreign Issuers"

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Going Public & Exchange Act Registration For Foreign Issuers

Foreign companies going public in the United States must file a registration statement covering a class of securities pursuant to the S..

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SecuritiesLaw101 uploaded a new presentation "Finders Q & A"

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Finders Q & A

Dealer, Finder, Finder's Exemption, Finder's Fee, Go Public

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SecuritiesLaw101 uploaded a new presentation "What is the Section 4(a)(5)?"

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What is the Section 4(a)(5)?

The definition of accredited investor is the same as the definition found in Rule 501 of Regulation D.  Like the exemptions from the re..

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SecuritiesLaw101 uploaded a new presentation "Private Placement Memorandum Q & A"

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Private Placement Memorandum Q & A

A Private Placement Memorandum (“PPM”) is also referred to as a confidential offering circular or memorandum.  PPM’s are used by privat..

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SecuritiesLaw101 uploaded a new presentation "Investing In EB-5 Offerings"

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Investing In EB-5 Offerings

The EB-5 investor visa program is becoming more popular since Rule 506 (c) became law allowing issuers to advertise their offerings to ..

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SecuritiesLaw101 uploaded a new presentation "The Role of the Going Public Attorney"

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The Role of the Going Public Attorney

The role of the going public attorney is one of the most important in the going public process.  The going public attorneys at Hamilton..

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SecuritiesLaw101 uploaded a new presentation "How Do I Spin-Off A Subsidiary?"

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How Do I Spin-Off A Subsidiary?

A spin-off (“Spin-off”) involves a transaction in which a parent company (“Parent”) distributes securities of its subsidiary (“Subsidia..

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