logging in or signing up role of sebi tunu86 Download Post to : URL : Related Presentations : Share Add to Flag Embed Email Send to Blogs and Networks Add to Channel Uploaded from authorPOINT lite Insert YouTube videos in PowerPont slides with aS Desktop Copy embed code: Embed: Flash iPad Dynamic Copy Does not support media & animations Automatically changes to Flash or non-Flash embed WordPress Embed Customize Embed URL: Copy Thumbnail: Copy The presentation is successfully added In Your Favorites. Views: 5473 Category: Education License: Some Rights Reserved Like it (8) Dislike it (0) Added: October 23, 2010 This Presentation is Public Favorites: 4 Presentation Description No description available. Comments Posting comment... By: swthrtnathi (14 month(s) ago) i need a presentation now.. Saving..... Post Reply Close Saving..... Edit Comment Close By: Abuakersyed (23 month(s) ago) THE PPT IS VERY GOOD. Saving..... Post Reply Close Saving..... Edit Comment Close By: kumarpuneet (27 month(s) ago) plz post the ppt i wnt very urgent Saving..... Post Reply Close Saving..... Edit Comment Close By: RAJEEVPASHNIRIYADR (28 month(s) ago) I WANT TO DONWNLOAD IT PLEASE ALLOW ME Saving..... Post Reply Close Saving..... Edit Comment Close By: i_sheikh (31 month(s) ago) i want to download this plz allow me.. Saving..... Post Reply Close Saving..... Edit Comment Close loading.... See all Premium member Presentation Transcript ROLE OF SECURITIES & EXCHANGE BOARD OF INDIA (SEBI) : ROLE OF SECURITIES & EXCHANGE BOARD OF INDIA (SEBI) Presented By Bharat Shing Solanki Debopam Ghosh Harendra Chauhan Rupesh Kumer Flashback:- : Flashback:- Set up originally in 1988 by Govt. of India Acquired statutory form in 1992 under SEBI Act 1992 Chairman is Sh. C.B. Bhave Headquartered in Mumbai Objectives:- : Objectives:- Established in 1992 with three main objectives To protect the interest of investors in securities To promote the development of securities market Make rules and regulations for the securities market Focus being the greater investor protection, SEBI has become a vigilant watchdog Organizational Structure:- : Organizational Structure:- Board consists of:- Chairman MD Joint Secretary, Minister of Finance Deputy Governor, RBI Secretary , Minister of Corporate Affairs Director , National Judicial Academy Functions & Responsibilities:- : Functions & Responsibilities:- PRIMARY MARKET SECONDARY MARKET MUTUAL FUNDS FOREIGN INSTITUTIONAL INVESTORS Primary Market:- : Primary Market:- Issues Public Rights Preferential IPO FPO SEBI Role in Primary Market:- : SEBI Role in Primary Market:- Entry norms Disclosure Book Building Allocation of shares Secondary Market & SEBI:- : Secondary Market & SEBI:- Governing Board Price stabilization Delisting Brokers Mutual Fund & SEBI:- : Mutual Fund & SEBI:- Discloser norms Investment Accountability Management SEBI & FIIs:- : SEBI & FIIs:- SEBI Regulation 1995 has laid down for the registration of FIIs. Foreign investors perform according to guidelines. Guidelines for listing of new companies:- : Guidelines for listing of new companies:- LARGE CAP Issue size Rs.10 crore Market Capitalization Rs.25 crore Post issue paid up capital Rs.3 crore SMALL CAP Issue size Rs. 3 crore Market Capitalization Rs.5 crore Post issue paid up capital Rs.3 crore Minimum income Rs.3 crore in 3 preceding years Minimum number of public shareholders 1000 Guidelines for New Issue Market:- : Guidelines for New Issue Market:- Post issue capital decreased to 10% in all sectors. SEBI’s nominee is appointed in allotment committee Time for finalizing allotment reduced from 30 to 15 days. Compulsory Book building process if issue size is 5 times the pre issue net worth. Cont.. : Cont.. New company (not subsidiary of existing co.) issue shares at face value. Wide publicity after disclosure of information in national English daily, national Hindi daily. Lead managers, underwriters, bankers to an issue must be registered with SEBI. Slide 14: Thank You You do not have the permission to view this presentation. In order to view it, please contact the author of the presentation.