role of sebi

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Presentation Transcript

ROLE OF SECURITIES & EXCHANGE BOARD OF INDIA (SEBI) : 

ROLE OF SECURITIES & EXCHANGE BOARD OF INDIA (SEBI) Presented By Bharat Shing Solanki Debopam Ghosh Harendra Chauhan Rupesh Kumer

Flashback:- : 

Flashback:- Set up originally in 1988 by Govt. of India Acquired statutory form in 1992 under SEBI Act 1992 Chairman is Sh. C.B. Bhave Headquartered in Mumbai

Objectives:- : 

Objectives:- Established in 1992 with three main objectives To protect the interest of investors in securities To promote the development of securities market Make rules and regulations for the securities market Focus being the greater investor protection, SEBI has become a vigilant watchdog

Organizational Structure:- : 

Organizational Structure:- Board consists of:- Chairman MD Joint Secretary, Minister of Finance Deputy Governor, RBI Secretary , Minister of Corporate Affairs Director , National Judicial Academy

Functions & Responsibilities:- : 

Functions & Responsibilities:- PRIMARY MARKET SECONDARY MARKET MUTUAL FUNDS FOREIGN INSTITUTIONAL INVESTORS

Primary Market:- : 

Primary Market:- Issues Public Rights Preferential IPO FPO

SEBI Role in Primary Market:- : 

SEBI Role in Primary Market:- Entry norms Disclosure Book Building Allocation of shares

Secondary Market & SEBI:- : 

Secondary Market & SEBI:- Governing Board Price stabilization Delisting Brokers

Mutual Fund & SEBI:- : 

Mutual Fund & SEBI:- Discloser norms Investment Accountability Management

SEBI & FIIs:- : 

SEBI & FIIs:- SEBI Regulation 1995 has laid down for the registration of FIIs. Foreign investors perform according to guidelines.

Guidelines for listing of new companies:- : 

Guidelines for listing of new companies:- LARGE CAP Issue size Rs.10 crore Market Capitalization Rs.25 crore Post issue paid up capital Rs.3 crore SMALL CAP Issue size Rs. 3 crore Market Capitalization Rs.5 crore Post issue paid up capital Rs.3 crore Minimum income Rs.3 crore in 3 preceding years Minimum number of public shareholders 1000

Guidelines for New Issue Market:- : 

Guidelines for New Issue Market:- Post issue capital decreased to 10% in all sectors. SEBI’s nominee is appointed in allotment committee Time for finalizing allotment reduced from 30 to 15 days. Compulsory Book building process if issue size is 5 times the pre issue net worth.

Cont.. : 

Cont.. New company (not subsidiary of existing co.) issue shares at face value. Wide publicity after disclosure of information in national English daily, national Hindi daily. Lead managers, underwriters, bankers to an issue must be registered with SEBI.

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