How To Choose The Best Registered Investment Advisor

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Presentation Description

A Registered Investment Advisor (RIA) is a licensed firm or can be a person, who offers financial advice on the investment process and securities. They act as a fiduciary that respects and keep the client’s interest in the first place. That’s why it is better to hire a good Registered Investment Advisor to plan your investment than seeking the help of your family and friends. Here are some factors that you should check before choosing the best Registered Investment Advisor for your financial planning and advice services. For more information, visit https://sproutadvisers.com/

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Presentation Transcript

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H o w T o C h o o s e T h e B e s t R e g i s t e r e d I n v e s t m e n t A d v i s o r

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Significance of RIA Who is Registered Investment Advisor Factor 1 - Qualification Factor 2 - Compensation Factor 3 - Testimonials  Factor 4 - Consultation Take Away C o n t e n t

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S I G N I F I C A N C E O F R I A The significance of having a Registered Investment Advisor aside for financial planning and investment management is unmatchable. You would have heard stories of many rich people going bankrupt nowadays that’s because they made the mistake of not hiring an Independent Registered Investment Advisor to assist.

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A Registered Investment Advisor RIA is a licensed firm or can be a person who offers financial advice on the investment process and securities. They act as a fiduciary that respects and keep the client’s interest in the first place. Who is Registered Investment Advisor

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That’s why it is better to hire a good Registered Investment Advisor to plan your investment than seeking the help of your family and friends. Here are some factors that you should check before choosing the best Registered Investment Advisor for your financial planning and advice services.

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Qualifications Look for the legal qualifications of your selected RIA firm or person to know about their work and services. And also an RIA should be registered with the Securities and Exchange Commission SEC or to the state securities agency. A registered investment advisor would have the right qualification and proper registration papers which would lead them to give the best investment advice to the client. F a c t o r 1

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Compensation An RIA takes fee in the form of hourly based commission based and percentage based in some cases. But it is always good to hire an RIA who offers their services in commission based fee. Because you will pay them only a percentage of the profit from the successful investment plan that they have recommended to you. In this way you will be assured that they are offering the best advice and also working for you rather than making money for them. F a c t o r 2

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Testimonials This is another good way to check the RIA service is to through the testimonials recommendations and comments of their previous clients in the website and local directories. And even you can check the local complaint registry website to check any complaint on that firm. A good RIA will have a good reputation. F a c t o r 3

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Consultation This is another good way to check the RIA service is to through the testimonials recommendations and comments of their previous clients in the website and local directories. And even you can check the local complaint registry website to check any complaint on that firm. A good RIA will have a good reputation. F a c t o r 4

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Most of the people don’t think they need professional help as they have little money or know a trusted person who knows about investment. But it is not how it works investing money in the right process needs knowledge and experience which we don’t think anybody will have rather than professional like Registered Investment Advisor. T a k e A w a y And thats why this presentation gives you the factors to choose a best Registered Investment Advisor for you in simple and effective ways.

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