C.G.i n SEBI

PRESTIGE INSTITUTE OF MANAGEMENT, GWALIOR PRESESENTATION ON CORPORATE GOVERNANCE IN SEBI:

PRESTIGE INSTITUTE OF MANAGEMENT, GWALIOR PRESESENTATION ON CORPORATE GOVERNANCE IN SEBI PRESENTED TO ASHISH MEHRA SIR PRESENTED BY RACHNA YADAV (40) RAFEEQ KHAN (41) RAHUL GUPTA (42)

Introduction :

Separation of ownership and management The relationship between owners and managers is expressed The managers act as agents for owners and they takes positive view of managers Introduction

Definition :

Definition It is a system of structuring, operating and controlling a company with a view to achieve long term strategic goals to satisfy shareholders, creditors, employees, customers and suppliers, and complying with the legal and regulatory requirements, apart from meeting environmental and local community needs

Parties to corporate governance:

Parties to corporate governance Parties involved in corporate governance include the regulatory body (e.g. the chief executive officer, the board of directors, management, shareholders and Auditors). Other stakeholders who take part include suppliers, employees, creditors, customers and the community at large.

Commonly accepted principles of corporate governance include: :

Commonly accepted principles of corporate governance include: Rights and equitable treatment of shareholders Interests of other stakeholders Role and responsibilities of the board Integrity and ethical behavior Disclosure and transparency

Need for corporate governance:

Need for corporate governance Market –driven economy Globalization—liberalization Efficiency is now a very key factor

Mission of SEBI:

Mission of SEBI Securities & Exchange Board of India (SEBI) formed under the SEBI Act, 1992 with the prime objective of Protecting the interests of investors in securities, development in security market. Regulating, the securities market and for matters connected therewith or incidental thereto.’ Focus being the greater investor protection, SEBI has become a vigilant watchdog

Why do we need a regulatory body for Investor protection in India?:

Why do we need a regulatory body for Investor protection in India? India is an ` information ally ' weak market. Boosting capital market demands restoring the confidence of lay investors who have been beaten down by repeated scams.

FUNCTIONS OF SEBI :

FUNCTIONS OF SEBI Review of the market operations, organizational structure and administrative control of the exchange. B) Registration And Regulation Of The Working Of Intermediaries. c) Registration And Regulation Of Mutual Funds, Venture Capital Funds & Collective Investment Schemes. F) Permission for Issue IPO . G) Investor Education And The Training Of Intermediaries

Corporate Governance:

Corporate Governance The listing requirements, are ensured in two ways. Corporates are expected to submit compliance reports as per clause 49 of the listing agreement They are also required to provide details of the same in their annual reports .

THANK YOU:

THANK YOU