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Structured Files : Structured Files Chapter 19


What The Record Manager Does : What The Record Manager Does Storage allocation: store tuples in file blocks Tuple addressing: give tuple an id identifier provide fast access via that id. Enumeration: fast enumeration of all relation’s tuples Content addressing: give fast accessible via attribute values. Maintenance: update/delete a tuple and its access paths. Protection: support for security encrypt or tuple-granularity access control.


Outline : Outline Representing values Representing records Storing records in pages and across pages Organizing records (entry, relative, key, hash) Examples of fix/log/log logic.


Record Allocation in a Page : Record Allocation in a Page Recall: File is a collection of fixed-length pages (blocks). File and buffer managers map files to disc/RAM slot on disk block page page body Block Trailer Page Dir Page Head Block Head checksum


Page Declares : Page Declares typedef struct /* global page numbers */ { FILENO fileno; /*file where the page lives */ uint pageno; /* page number within the file */ } PAGEID, *PAGEIDP; /* */ typedef struct PAGEID thatsme; /* identifies the page */ PAGE_TYPE page_type; /* see description above */ OBJID object_id; /* internal id of the relation,index,etc. */ LSN safe_up_to; /* page LSN for the WAL - protocol */ PAGEID previous; /* often pages are members of doubly */ PAGEID next; /* linked lists */ PAGE_STATE status; /* valid,in-doubt,copy of something,etc*/ int no_entries; /* # entries in page dir (see below) */ int unused; /* free bytes not in freespace */ int freespace; /* # contiguous free bytes for data */ char stuff[]; /* will grow */ } PAGE_HEADER, * PAGE_PTR; /* */


Different uses of pages : Different uses of pages Data: Homogeneous record storage Cluster: like Data except many different record types Index (access path): hashed or B-tree Free-space bitmap: describes status of ³ 4,000 other pages. Directory: meta-data about this or other files


Page Directory: Points to Records on Page : Page Directory: Points to Records on Page Record id is: File, Page, Directory_offset Page Header 1st Tuple 2nd 2nd Tuple 3rd Tuple 4thTuple 5th Tuple 2 1 3 4 5 Page directory grows in this direction Tuples are inserted in this direction


Accessing a Record : Accessing a Record Read by TID: Lock record shared locate page Get semaphore shared follow directory offset copy tuple Give semaphore Insert by TID: Lock record exclusive locate page Get semaphore exclusive Find space Insert log insert (tid, new value). update page LSN, header, directory, Give semaphore


Accessing a Record : Accessing a Record Delete by TID: Lock record exclusive locate page Get semaphore exclusive Add record to free space Log delete (tid, old value). update page LSN, header, directory, Give semaphore Update TID: much like delete-&-insert


Finding Space for Insert / Update : Finding Space for Insert / Update If tuple fits in page contiguous free-space: easy. If tuple fits in page free space: reorganize (compress) Physiological logging makes this cheap. If tuple does not fit then: leave forwarding address on page. Optionally leave record prefix on page. Segment record among several pages. tid


Finding space within a file : Finding space within a file Free space table: Summarizes status of many pages (8KB page => 64Kb => 500MB of 8KB data pages) Good for clustered & contiguous allocation bitmap should be transaction protected If transaction aborts, page is freed again. Alternatively, treat bitmap as a hint Rebuild periodically. p1 p2 p3 p4 p5 p6 f17 . . . . . . . . . . ··· p7 . . . P19 P20 P21 ..... f2 F19 21 f3 f4 f5 f6 f7 ··· Free space directories


Finding space within a file : Finding space within a file Free space cursor/list Chain should be transaction protected Else: rebuild at restart do not trust pointers (free page may be allocated). empty_page_anchor point_of_insert . . file catalog chain of empty pages page for next insert


Tuple Allocation - I : Tuple Allocation - I The first strategy maintains a pointer to the “current block for insert” (CBI). When that block fills up, an empty block is requested from a system service, which then becomes the new “current block for insert”. And so on. This is the sequential insert strategy. Questions: What happens, when the pointer arrives at the last block? How do we reclaim space freed by deleted tuples? CBI: where next?


Incremental Space Expansion - I : Incremental Space Expansion - I When the list of empty blocks is exhausted, there are two options to find space for new tuples. Let us assume the following configuration: And so on. This works as long as enough space is freed up by deleted tuples. If there are only few gaps, finding space for a new tuple can become very expensive, because many blocks have to be probed sequentially. The first option is to let the CBI pointer circulate over the set of allocated blocks, assuming that space is released by deleted tuples. The need to probe blocks that are completely filled can be avoided by maintaining a an array of bits that contains one bit per block indicating whether a block is full:


Naming Tuples (records) : Naming Tuples (records) Relative byte address: file, offset in file: OK for insert-then-read-only DBs record can't easily grow. deleted space not easily reclaimed. Tuple Identifier file, page, index: The design shown below. Main disadvantage: expensive reorganization (fixing overflows) dir_index 3 7446 pageno fileid nodeid 7446 5127 this tuple pseudo -TID dir_index fileid nodeid this tuple 3 7446 pageno 7446


Implementing Database Keys : Implementing Database Keys Address record via directory Address has a ID to allow for invalidation ID never reused. Pointer can be swizzled. Popular with network & OO DBs


Naming Tuples via Primary Key : Naming Tuples via Primary Key {Entry Sequenced, Relative}: primary key is physical addr {Hash, B-tree}: primary key is content (primary key) Primary Key an alternative to DBkey B-tree clusters related data Problems: B-tree access is slower than Hash. Hash & B-tree keys not fixed length but neither is node.db_key Benefit: key can grow to LARGE databases Good for distributed/partitioned data It’s religious.


Datatype Representation : Datatype Representation E: External representation: ASCII, ISO Latin1, Unicode,... P: Programming language representation many: PL/1, Cobol, C, all have different VARCHAR many type mismatches between P and F : interval, datetime, user,... F: File representation: "native" types (e.g.: null values, ....). Lots of mapping functions. It would be great if F-1(F(x)) = x for these functions, but.... Called the impedance mismatch between DB and PL


Datatype Representations : Datatype Representations P _ F: Implies a special language (all other languages are 2nd class) E _ F: Use characters for everything. Problem: E changes from country to country! (all other languages are 2nd class) No easy way out of this. Unicode will help most of us and make E_F more attractive


Representing Records : Representing Records


Representing Records : Representing Records struct relations{ Uint relation_no; /* internal id for the relation */ char * owner; /* user id of the creator */ long creation_date; /* date when it was created */ PAGENO current_point_of_insert; /* free space done via */ PAGENO empty_page_anchor; /* free space cursor method */ Uint no_of_attributes; /*#attributes in relation */ Uint no_of_fixed_atts; /* # fixed-length attributes */ Uint no_of_var_atts; /* # variable-length attributes */ struct attributes * p_attr;} /* pointer to the attributes array */ struct attributes[]; /* attributes array */ { char * attribute_name; /* external name of the attribute */ Uint attribute_position; /* index of the field in the tuple (1,2,...) */ char attribute_type; /* this encodes the SQL - type definition */ Boolean var_length; /* is it variable_length field ? */ Boolean nulls_allowed; /* can field assume NULL value ? */ char * default_value; /* value assumed if none stored in tuple */ Uint field_length; /* maximum length of field */ int accumulated_offset; /* explained later */ Uint significant_digits; /* for data type FIXED */ char * encryption_key; /* if the value encrypted */ char * rest;} /* further information on the attribute */


Representing Records : Representing Records Generic header (rid, tid, #fields) all fixed length encoding (fat records, fast-simple code max < page path length) variable fields have length (short records, slow code) type-length-value (simple slow code, easy reorg) fixed + ptrs to variables. (compact, fast code) m 3 4 tuple length F1 F2 F3 F4 F5 F6 2 4 8 10 n m L F1 F2 F3 F4 F5 F6 3 4 2 4 L 3 4 2 4 n F 1 F 2 F 3 F 4 F 5 F general prefix to all tuple representations relation-id tuple-id tuple length number of fields in the tuple or actual tuple length number of fields name number of fields 6


Representing Records (Reuter Recommends) : Representing Records (Reuter Recommends)


Some Details : Some Details Representing null values: missing field special value extra field bitmap Representing keys efficient comparison is important store "conditioned" key so simple byte-compare. Flip integer sign (so negative sorts low) Flip float so exponent first, mantissa second, flipped signs Compress varchars. MANY refinements. Want an order-preserving compression.


Fat Records (Longer Than a Page) : Fat Records (Longer Than a Page) Record must fit on page. Long fields segregated to separate page: may be good in some cases (Multi-media DBs) Overflow page chains Segment record across pages


Obese records (Longer Than 10 Pages) : Obese records (Longer Than 10 Pages) If record is super-large, then may want to index into it quickly. “Obvious" design is standard tree. Record is root of tree. Grow levels when one fills. Allows blob growth, update,...


Non-Normalized Relations : Non-Normalized Relations


Structured File Definition : Structured File Definition


File Layouts : File Layouts Unstructured: a sequence of bytes Structured, Entry Sequenced. Records inserted at end Records cannot grow key is RBA (relative byte address) Relative: fixed size record slots records limited by that size key is relative record number


Associative File Types : Associative File Types Hashed: Records addressed by key field(s) bucket has list of records overflow to other buckets or to overflow pages. Key Sequenced Records addressed by keyfield(s) Records in sorted order. either sorting or b-tree or...


Parameters at Create : Parameters at Create Database Record type (fields) Key Organization { Entry Sequenced, Relative, Hashed, Key Sequenced } Block size (page size) Extent size (storage area) Partitioning (among discs or nodes) by key. Attributes: access control allocation and archive strategy transactional lifetime, zero on free, and on and on ....


Parameters at Create : Parameters at Create "Secondary" indices. Primary key is....(e.g. customer number). Secondary key is social security number Non-Unique secondary key is Last_Name, First_name Secondary indices can be {unique or not } and {hashed or Key Sequenced } index is like a table. fields of index are: secondary key, primary key So can define index on any kind of base table


Secondary Index Example : Secondary Index Example Base table is key-sequenced on CustomerNumber. Index table is key sequence on Name-CustomerNumber. Index can be a replica of the base table in another order. Transaction recovery and locking keeps them consistent. Tuple management system Maintains indices (insert, update, delete) Navigates to base table via secondary index as one request.


What happens when you open a relation? : What happens when you open a relation? Many files get opened. Read directory (catalog) Partitions, Indices


Once OPEN, Application can SCAN the relation : Once OPEN, Application can SCAN the relation Scan is a row & column subset SELECT FROM

WHERE With a specified start/stop key AND BETWEEN AND In a specified order (supported by a secondary index) ASCENDING | DESCENDING A locking protocol {Serializable | Repeatable Read | Committed Read Uncommited Read | Skip Uncommitted |…} TIMEOUT


SCAN States : SCAN States


SCAN States: How they change : SCAN States: How they change On error, scan state does not change. On open, scan is {before | after} the {first | last} set element if scan is {ascending | descending} On fetch next: if {not end of set | at end of set} scan is {at next | before first | after last } element On insert scan is at element On delete scan is at the missing element


SCAN States: How they change : SCAN States: How they change On update: scan position is not affected. if tuple moves (because ordering attributes affected) scan key position is unchanged Can create Halloween problem (give everybody a 10% raise) But scan enumerates entire set.


SCAN Data structure : SCAN Data structure enum SCAN_STATE { TOP, ON, BOTTOM, BETWEEN, NIL }; /* the 5 scan states */ enum ISOLATION { UNCOMMITTED_READ,..., SERIALIZABLE, READ_PAST, BOUNCE }; typedef struct { Uint scanid; /* handle for scan; returned by open_scan*/ TRID owner; /* which transaction uses the scan */ FILE * fileid; /* handle of file the scan is defined on */ char * scan_key; /* specification of scan key attribute(s) */ char * start_key; /* lower bound of scan range */ char * stop_key; /* upper bound of scan range */ char * filter; /* qualifying predicate for all tuples in scan */ ISOLATION isol_degree; /* locking policy for tuples accessed */ SCAN_STATE scan_state; /* state of scan pointer */ char scan_key[ ]; /* scan key the scan is before, at, or after */ } SCANCB, * SCANCBP;


Entry Sequenced File Insert : Entry Sequenced File Insert fix page descriptor page find eof page fix eof data page if no space in page < see next slide for transaction to advance page> unfix descriptor page add record to page (updating on-page directory) generate log record (new value) and update page LSN. compute lock name of record (based on TID). get lock on record unfix data page. To make this work, MUST be assured lock is available Otherwise page sem can (undetected)deadlock with lock wait So, UNDO of entry-sequence insert does not free the space, it just invalidates the record.


Entry Sequenced File Insert If EOF page or File is Full : Entry Sequenced File Insert If EOF page or File is Full Begin new transaction (will not abort if insert aborts) to extend file EOF page. (leaves insert transaction) unfix directory page if file full, panic() start a top-level transaction fix the directory advance the page eof updating directory and freespace log the changes fix the data page format it log the change unfix the directory and data page commit the transaction & resume insert transaction fix directory, fix eof, check to see that there is room for the record. Top level transaction to extend file


Entry Sequenced Operations : Entry Sequenced Operations Delete by RBA. get record lock (node, file, RBA) exclusive if {timeout, deadlock, error} return error; Fix page Mark record invalid Generate log record Update page lsn Unfix page. Read by RBA. get record lock (node, file, RBA) shared if {timeout, deadlock, error} return error; Fix page if record valid copy to buffer Unfix page Return record or null Note: both must test that RBA <= EOF. Update, ReadNext, ... are similar.


Relative Files : Relative Files Records fit in fixed-length slots Operation on slots. Separate transactions extend the file EOF (allocate and format pages)


Relative Files : Relative Files {Read | Insert | Update | Delete} by key are all easy Insert "near" key works by: Plan A: look at page Look at neighbor pages (left, right, left, right,...) Plan B: allocate overflow page for base page Plan C: Look in free-space bit-map or byte (%full) map.


Key Sequenced or Hashed Files : Key Sequenced or Hashed Files Key sequenced is subject of next chapter.


File Clustering : File Clustering Different record types kept in same page/file For example: Master and detail records of an invoice. Detail records always accessed if master is. Situation: Master key : InvoiceNo Detail key: InvoiceNo Foreign Key References Master+ SequenceNo Technique: Hash or Key sequence Master on InvoiceNo Hash or Key Sequence Detail on InvoiceNo+SequenceNo in same table.


Clustering different record types in a page : Clustering different record types in a page One disc request gets the entire order. Concept works for any storage hierarchy Is natural for Hierarchical database systems.


Summary : Summary Representing values Representing records storing records in pages and across pages Organizing records (entry, relative, key, hash) Examples of fix/log/log logic.


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