Presentation Transcript
FINANCIAL MARKET INTERMEDIARIES :FINANCIAL MARKET INTERMEDIARIES BY
A.C.ANBUDEVI
Listed company :Listed company “Listed Company” means a company which has any of its securities offered through an offer document listed on a recognised stock exchange
and also includes Public Sector Undertakings whose securities are listed on a recognised stock exchange.
STOCK EXCHANGES (Permanent) :STOCK EXCHANGES (Permanent) Ahmedabad Stock Exchange Ltd.
Bangalore Stock Exchange
Bhubaneswar Stock Exchange Ltd.
Bombay Stock Exchange Ltd.
Delhi Stock Exchange Ltd.
Madhya Pradesh Stock Exchange Ltd
Madras Stock Exchange Ltd.
National Stock Exchange of India Ltd.
STOCK EXCHANGES (Validity) :STOCK EXCHANGES (Validity) Uttar Pradesh Stock Exchange Association Ltd.June 02, 2009
OTC Exchange of India August 22, 2009
Pune Stock Exchange Ltd. Sept 01, 2009
Cochin Stock Exchange Ltd.November 07, 2009
Interconnected Stock Exchange of India Ltd.November 17, 2009
STOCK EXCHANGES (Validity-2) :STOCK EXCHANGES (Validity-2) Jaipur Stock Exchange Ltd.January,08,2010
Ludhiana Stock Exchange Ltd., April 27, 2010
Gauhati Stock Exchange Ltd., April 30, 2010
Bhubaneswar Stock Exchange Ltd.June 04, 2010
SEBI REGISTERED MARKET INTERMEDIARIES-(Slide-1) :SEBI REGISTERED MARKET INTERMEDIARIES-(Slide-1) Stock Exchanges (Cash Market)
Stock Exchanges (Derivatives Market)
Brokers (Cash Segment)
Corporate Brokers (Cash Segment)
Sub-brokers (Cash Segment)
Brokers (Derivative)
SEBI REGISTERED MARKET INTERMEDIARIES-(Slide-2) :SEBI REGISTERED MARKET INTERMEDIARIES-(Slide-2) Foreign Institutional
Investors
Custodians
Depositories
Depository Participants
Merchant Bankers
Bankers to an Issue
Underwriters
SEBI REGISTERED MARKET INTERMEDIARIES-(Slide-3) :SEBI REGISTERED MARKET INTERMEDIARIES-(Slide-3) Debenture Trustees
Credit Rating Agencies
Venture Capital Funds
Foreign Venture Capital Investors
Registrars to an Issue & Share Transfer Agents
Portfolio Managers
Mutual Funds
SEBI REGISTERED MARKET INTERMEDIARIES-(Slide-4) :SEBI REGISTERED MARKET INTERMEDIARIES-(Slide-4) Collective Investment Schemes
Approved Intermediaries (Stock Lending Schemes)
STP (Centralised Hub) (Introduced in 2007)
STP Service Providers (Introduced in 2007)