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CIPRES: Enabling Tree of Life Projects: 

CIPRES: Enabling Tree of Life Projects Tandy Warnow The Program in Evolutionary Dynamics at Harvard University The University of Texas at Austin

Phylogeny: 

Phylogeny Orangutan Gorilla Chimpanzee Human From the Tree of the Life Website, University of Arizona

Evolution informs about everything in biology: 

Evolution informs about everything in biology Big genome sequencing projects just produce data – so what? Evolutionary history relates all organisms and genes, and helps us understand and predict interactions between genes (genetic networks) drug design predicting functions of genes influenza vaccine development origins and spread of disease origins and migrations of humans

Reconstructing the “Tree” of Life: 

Reconstructing the 'Tree' of Life Handling large datasets: millions of species

Slide5: 

Cyber Infrastructure for Phylogenetic Research Purpose: to create a national infrastructure of hardware, algorithms, database technology, etc., necessary to infer the Tree of Life. Group: 40 biologists, computer scientists, and mathematicians from 13 institutions. Funding: $11.6 M (large ITR grant from NSF).

Slide6: 

CIPRes Members

DNA Sequence Evolution: 

DNA Sequence Evolution

Steps in a phylogenetic analysis: 

Steps in a phylogenetic analysis Gather data Align sequences Reconstruct phylogeny on the multiple alignment - often obtaining a large number of trees Compute consensus (or otherwise estimate the reliable components of the evolutionary history) Perform post-tree analyses.

Phylogeny Problem: 

Phylogeny Problem TAGCCCA TAGACTT TGCACAA TGCGCTT AGGGCAT U V W X Y U V W X Y

CIPRES research in algorithms: 

CIPRES research in algorithms Heuristics for NP-hard problems in phylogeny reconstruction Compact representation of sets of trees Reticulate evolution reconstruction Performance of phylogeny reconstruction methods under stochastic models of evolution Gene order phylogeny Genomic alignment Lower bounds for MP Distance-based reconstruction Gene family evolution High-throughput phylogenetic placement Multiple sequence alignment

CIPRES Algorithms Group: 

CIPRES Algorithms Group Tandy Warnow (focus leader) David Bader, Steve Evans, John Huelsenbeck, Warren Hunt, Sampath Kannan, Dick Karp, Paul Lewis, Bernard Moret, Elchanan Mossel, Luay Nakhleh, Christos Papadimitriou, Satish Rao, Usman Roshan, Jijun Tang, Li-San Wang, Tiffani Williams

Phylogeny Reconstruction: 

Phylogeny Reconstruction TAGCCCA TAGACTT TGCACAA TGCGCTT AGGGCAT U V W X Y U V W X Y

Phylogenetic reconstruction methods: 

Hill-climbing heuristics for hard optimization criteria (Maximum Parsimony and Maximum Likelihood) Phylogenetic reconstruction methods Polynomial time distance-based methods: Neighbor Joining, FastME, Weighbor, etc.

Performance criteria: 

Performance criteria Running time. Space. Statistical performance issues (e.g., statistical consistency) with respect to a Markov model of evolution. 'Topological accuracy' with respect to the underlying true tree. Typically studied in simulation. Accuracy with respect to a particular criterion (e.g. tree length or likelihood score), on real data.

Markov models of site evolution: 

Markov models of site evolution Simplest (Jukes-Cantor): The model tree is a pair (T,{e,p(e)}), where T is a rooted binary tree, and p(e) is the probability of a substitution on the edge e The state at the root is random If a site changes on an edge, it changes with equal probability to each of the remaining states The evolutionary process is Markovian More complex models (such as the General Markov model) are also considered, with little change to the theory. Variation between different sites is either prohibited or minimized, in order to ensure identifiability of the model.

Distance-based Phylogenetic Methods: 

Distance-based Phylogenetic Methods

Maximum Parsimony: 

Maximum Parsimony Input: Set S of n aligned sequences of length k Output: A phylogenetic tree T leaf-labeled by sequences in S additional sequences of length k labeling the internal nodes of T such that is minimized.

Maximum Likelihood: 

Maximum Likelihood Input: Set S of n aligned sequences of length k, and a specified parametric model Output: A phylogenetic tree T leaf-labeled by sequences in S With additional model parameters (e.g. edge 'lengths') such that Pr[S|(T, params)] is maximized.

Approaches for “solving” MP/ML: 

Hill-climbing heuristics (which can get stuck in local optima) Randomized algorithms for getting out of local optima Approximation algorithms for MP (based upon Steiner Tree approximation algorithms). Approaches for 'solving' MP/ML

Theoretical results: 

Theoretical results Neighbor Joining is polynomial time, and statistically consistent under typical models of evolution. Maximum Parsimony is NP-hard, and even exact solutions are not statistically consistent under typical models. Maximum Likelihood is NP-hard and statistically consistent under typical models.

Theoretical convergence rates: 

Theoretical convergence rates Atteson: Let T be a General Markov model tree defining additive matrix D. Then Neighbor Joining will reconstruct the true tree with high probability from sequences that are of length at least O(lg n emax Dij). Proof: Show NJ accurate on input matrix d such that max{|Dij-dij|}andlt;f/2, for f the minimum edge length.

Problems with NJ: 

Problems with NJ Theory: The convergence rate is exponential: the number of sites needed to obtain an accurate reconstruction of the tree with high probability grows exponentially in the evolutionary diameter. Empirical: NJ has poor performance on datasets with some large leaf-to-leaf distances.

Quantifying Error: 

Quantifying Error FN: false negative (missing edge) FP: false positive (incorrect edge) 50% error rate FN FP

Neighbor joining has poor performance on large diameter trees [Nakhleh et al. ISMB 2001]: 

Neighbor joining has poor performance on large diameter trees [Nakhleh et al. ISMB 2001] Simulation study based upon fixed edge lengths, K2P model of evolution, sequence lengths fixed to 1000 nucleotides. Error rates reflect proportion of incorrect edges in inferred trees. NJ 0 400 800 1600 1200 No. Taxa 0 0.2 0.4 0.6 0.8 Error Rate

Slide25: 

Other standard polynomial time methods don’t improve substantially on NJ (and have the same problem with large diameter datasets). What about trying to 'solve' maximum parsimony or maximum likelihood?

Solving NP-hard problems exactly is … unlikely: 

Solving NP-hard problems exactly is … unlikely Number of (unrooted) binary trees on n leaves is (2n-5)!! If each tree on 1000 taxa could be analyzed in 0.001 seconds, we would find the best tree in 2890 millennia

How good an MP analysis do we need?: 

How good an MP analysis do we need? Our research shows that we need to get within 0.01% of optimal (or better even, on large datasets) to return reasonable estimates of the true tree’s 'topology'

Problems with current techniques for MP: 

Problems with current techniques for MP Average MP scores above optimal of best methods at 24 hours across 10 datasets Best current techniques fail to reach 0.01% of optimal at the end of 24 hours, on large datasets

Problems with current techniques for MP: 

Problems with current techniques for MP Shown here is the performance of a heuristic maximum parsimony analysis on a real dataset of almost 14,000 sequences. ('Optimal' here means best score to date, using any method for any amount of time.) Acceptable error is below 0.01%. Performance of TNT with time

Empirical problems with existing methods: 

Empirical problems with existing methods Heuristics for Maximum Parsimony (MP) and Maximum Likelihood (ML) cannot handle large datasets (take too long!) – we need new heuristics for MP/ML that can analyze large datasets Polynomial time methods have poor topological accuracy on large diameter datasets – we need better polynomial time methods

Using divide-and-conquer: 

Using divide-and-conquer Conjecture: better (more accurate) solutions will be found if we analyze a small number of smaller subsets and then combine solutions Note: different 'base' methods will need potentially different decompositions. Alert: the subtree compatibility problem is NP-complete!

Using divide-and-conquer: 

Using divide-and-conquer Conjecture: better (more accurate) solutions will be found if we analyze a small number of smaller subsets and then combine solutions Note: different 'base' methods will need potentially different decompositions. Alert: the subtree compatibility problem is NP-complete!

Using divide-and-conquer: 

Using divide-and-conquer Conjecture: better (more accurate) solutions will be found if we analyze a small number of smaller subsets and then combine solutions Note: different 'base' methods will need potentially different decompositions. Alert: the subtree compatibility problem is NP-complete!

DCMs: Divide-and-conquer for improving phylogeny reconstruction: 

DCMs: Divide-and-conquer for improving phylogeny reconstruction

Strict Consensus Merger (SCM): 

Strict Consensus Merger (SCM)

“Boosting” phylogeny reconstruction methods: 

'Boosting' phylogeny reconstruction methods DCMs 'boost' the performance of phylogeny reconstruction methods. DCM Base method M DCM-M

DCMs (Disk-Covering Methods): 

DCMs (Disk-Covering Methods) DCMs for polynomial time methods improve topological accuracy (empirical observation), and have provable theoretical guarantees under Markov models of evolution DCMs for hard optimization problems reduce running time needed to achieve good levels of accuracy (empirically observation)

Absolute fast convergence vs. exponential convergence: 

Absolute fast convergence vs. exponential convergence

DCM-Boosting [Warnow et al. 2001]: 

DCM-Boosting [Warnow et al. 2001] DCM+SQS is a two-phase procedure which reduces the sequence length requirement of methods. DCM SQS Exponentially converging method Absolute fast converging method

DCM1-boosting distance-based methods[Nakhleh et al. ISMB 2001]: 

DCM1-boosting distance-based methods [Nakhleh et al. ISMB 2001] DCM1-boosting makes distance-based methods more accurate Theoretical guarantees that DCM1-NJ converges to the true tree from polynomial length sequences NJ DCM1-NJ 0 400 800 1600 1200 No. Taxa 0 0.2 0.4 0.6 0.8 Error Rate

DCM1 Decompositions: 

DCM1 Decompositions DCM1 decomposition : compute the maximal cliques Input: Set S of sequences, distance matrix d, threshold value 1. Compute threshold graph 2. Perform minimum weight triangulation

Major challenge: MP and ML: 

Major challenge: MP and ML Maximum Parsimony (MP) and Maximum Likelihood (ML) remain the methods of choice for most systematists The main challenge here is to make it possible to obtain good solutions to MP or ML in reasonable time periods on large datasets

Maximum Parsimony: 

Maximum Parsimony Input: Set S of n aligned sequences of length k Output: A phylogenetic tree T leaf-labeled by sequences in S additional sequences of length k labeling the internal nodes of T such that is minimized.

Maximum parsimony (example): 

Maximum parsimony (example) Input: Four sequences ACT ACA GTT GTA Question: which of the three trees has the best MP scores?

Maximum Parsimony: 

Maximum Parsimony ACT GTT ACA GTA ACA ACT GTA GTT ACT ACA GTT GTA

Maximum Parsimony: 

Maximum Parsimony ACT GTT GTT GTA ACA GTA 1 2 2 MP score = 5 ACA ACT GTA GTT ACA ACT 3 1 3 MP score = 7 ACT ACA GTT GTA ACA GTA 1 2 1 MP score = 4 Optimal MP tree

Maximum Parsimony: computational complexity: 

Maximum Parsimony: computational complexity

Problems with current techniques for MP: 

Problems with current techniques for MP Best methods are a combination of simulated annealing, divide-and-conquer and genetic algorithms, as implemented in the software package TNT. However, they do not reach 0.01% of optimal on large datasets in 24 hours. Performance of TNT with time

Observations: 

Observations The best MP heuristics cannot get acceptably good solutions within 24 hours on most of these large datasets. Datasets of these sizes may need months (or years) of further analysis to reach reasonable solutions. Apparent convergence can be misleading.

Slide50: 

How can we improve upon existing techniques?

Our objective: speed up the best MP heuristics: 

Our objective: speed up the best MP heuristics Time MP score of best trees Performance of hill-climbing heuristic Desired Performance Fake study

Divide-and-conquer technique for speeding up MP/ML searches: 

Divide-and-conquer technique for speeding up MP/ML searches

DCM Decompositions: 

DCM Decompositions DCM1 decomposition : DCM2 decomposition: Clique-separator plus component Input: Set S of sequences, distance matrix d, threshold value 1. Compute threshold graph 2. Perform minimum weight triangulation

But: it didn’t work!: 

But: it didn’t work! A simple divide-and-conquer was insufficient for the best performing MP heuristics -- TNT by itself was as good as DCM(TNT).

Empirical observation: 

Empirical observation DCM1 not as good as DCM2 for MP DCM2 decompositions too large, too slow to compute. Neither improved the best MP heuristics.

Slide56: 

How can we improve upon existing techniques?

Slide57: 

Tree Bisection and Reconnection (TBR)

Slide58: 

Tree Bisection and Reconnection (TBR) Delete an edge

Slide59: 

Tree Bisection and Reconnection (TBR)

Slide60: 

Tree Bisection and Reconnection (TBR) Reconnect the trees with a new edge that bifurcates an edge in each tree

A conjecture as to why current techniques are poor:: 

A conjecture as to why current techniques are poor: Our studies suggest that trees with near optimal scores tend to be topologically close (RF distance less than 15%) from the other near optimal trees. The standard technique (TBR) for moving around tree space explores O(n3) trees, which are mostly topologically distant. So TBR may be useful initially (to reach near optimality) but then more 'localized' searches are more productive.

Using DCMs differently: 

Using DCMs differently Observation: DCMs make small local changes to the tree New algorithmic strategy: use DCMs iteratively and/or recursively to improve heuristics on large datasets However, the initial DCMs for MP produced large subproblems and took too long to compute We needed a decomposition strategy that produces small subproblems quickly.

Using DCMs differently: 

Using DCMs differently Observation: DCMs make small local changes to the tree New algorithmic strategy: use DCMs iteratively and/or recursively to improve heuristics on large datasets However, the initial DCMs for MP produced large subproblems and took too long to compute We needed a decomposition strategy that produces small subproblems quickly.

Using DCMs differently: 

Using DCMs differently Observation: DCMs make small local changes to the tree New algorithmic strategy: use DCMs iteratively and/or recursively to improve heuristics on large datasets However, the initial DCMs for MP produced large subproblems and took too long to compute We needed a decomposition strategy that produces small subproblems quickly.

New DCM3 decomposition: 

New DCM3 decomposition DCM3 decompositions can be obtained in O(n) time (2) yield small subproblems (3) can be used iteratively

Iterative-DCM3: 

Iterative-DCM3 T T’ Base method DCM3

New DCMs: 

New DCMs DCM3 Compute subproblems using DCM3 decomposition Apply base method to each subproblem to yield subtrees Merge subtrees using the Strict Consensus Merger technique Randomly refine to make it binary Recursive-DCM3 Iterative DCM3 Compute a DCM3 tree Perform local search and go to step 1 Recursive-Iterative DCM3

Datasets: 

Datasets 1322 lsu rRNA of all organisms 2000 Eukaryotic rRNA 2594 rbcL DNA 4583 Actinobacteria 16s rRNA 6590 ssu rRNA of all Eukaryotes 7180 three-domain rRNA 7322 Firmicutes bacteria 16s rRNA 8506 three-domain+2org rRNA 11361 ssu rRNA of all Bacteria 13921 Proteobacteria 16s rRNA Obtained from various researchers and online databases

Comparison of DCM decompositions(Maximum subset size): 

Comparison of DCM decompositions (Maximum subset size) DCM2 subproblems are almost as large as the full dataset size on datasets 1 through 4. On datasets 5-10 DCM2 was too slow to compute a decomposition within 24 hours.

Comparison of DCMs (4583 sequences): 

Comparison of DCMs (4583 sequences) Base method is the TNT-ratchet. DCM2 tree takes almost 10 hours to produce a tree and is too slow to run on larger datasets. Rec-I-DCM3 is the best method at all times.

Comparison of DCMs (13,921 sequences): 

Comparison of DCMs (13,921 sequences) Base method is the TNT-ratchet. Note the improvement in DCMs as we move from the default to recursion to iteration to recursion+iteration. On very large datasets Rec-I-DCM3 gives significant improvements over unboosted TNT.

Rec-I-DCM3 significantly improves performance: 

Rec-I-DCM3 significantly improves performance Comparison of TNT to Rec-I-DCM3(TNT) on one large dataset Current best techniques DCM boosted version of best techniques

Rec-I-DCM3(TNT) vs. TNT(Comparison of scores at 24 hours): 

Rec-I-DCM3(TNT) vs. TNT (Comparison of scores at 24 hours) Base method is the default TNT technique, the current best method for MP. Rec-I-DCM3 significantly improves upon the unboosted TNT by returning trees which are at most 0.01% above optimal on most datasets.

Observations: 

Observations Rec-I-DCM3 improves upon the best performing heuristics for MP. The improvement increases with the difficulty of the dataset.

Other DCMs: 

Other DCMs DCM for NJ and other distance methods produces absolute fast converging (afc) methods, which improve upon NJ in simulation studies DCMs have been used to scale GRAPPA (software for whole genome phylogenetic analysis) from its maximum of about 15-20 genomes to 1000 genomes. Current projects: DCM development for maximum likelihood and multiple sequence alignment.

Questions: 

Questions Tree shape (including branch lengths) has an impact on phylogeny reconstruction - but what model of tree shape to use? What is the sequence length requirement for Maximum Likelihood? (Result by Szekely and Steel is worse than that for Neighbor Joining.) Why is MP not so bad?

General comments: 

General comments There is interesting computer science research to be done in computational phylogenetics, with a tremendous potential for impact. Algorithm development must be tested on both real and simulated data. The interplay between data, stochastic models of evolution, optimization problems, and algorithms, is important and instructive.

Acknowledgements: 

Acknowledgements NSF The David and Lucile Packard Foundation The Program in Evolutionary Dynamics at Harvard The Institute for Cellular and Molecular Biology at UT-Austin Collaborators: Usman Roshan, Bernard Moret, and Tiffani Williams

Reconstructing the “Tree” of Life: 

Reconstructing the 'Tree' of Life Handling large datasets: millions of species The 'Tree of Life' is not really a tree: reticulate evolution